• Man Group's own investment practices;
• Due diligence and ongoing monitoring of third party fund managers and other third parties; and
• Transparent dialogue with shareholders and investors in our products.

Ongoing compliance with:

• All relevant external (i.e. legislative and/or regulatory) requirements, including those relating to anti-money laundering and the fair treatment of investors (we are accountable to 20 regulatory bodies worldwide);
• The investment guidelines (including investment strategies, restricted investments and other relevant terms) set out in the relevant fund prospectus (or individual customer/investor instructions or 'mandate'); and
• Adherence to the Group principles relating to due care towards all those who have an interest in our Company be it financial or broader society.

Key elements of our progress in refining and improving our compliance architecture and processes year-on-year include:

• Annual application of screen-based anti-money laundering training and testing globally; 
• Introduction of a new module of screen-based testing – Market Abuse – rolled out to relevant areas;
• Continued refinement of compliance key risk indicators for risk reporting;
• MiFID implementation concluded and new procedures embedded in the business;
• Key focus and follow up of any expression of dissatisfaction (globally) from investors in our products; and
• Rollout of key risk indicators and initiatives to meet the Financial Services Authority's 'Treating Customers Fairly' requirements.